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Introduce `SmtProof` (#270)

* add conversion for `SmtLeaf`

* introduce `SmtProof` scaffolding

* implement `verify_membership()`

* SmtLeaf: knows its index

* `SmtLeaf::index`

* `SmtLeaf::get_value()` returns an Option

* fix `verify_membership()`

* impl `SmtProof::get`

* impl `into_parts()`

* `SmtProof::compute_root`

* use `SmtProof` in `Smt::open`

* `SmtLeaf` constructors

* Vec

* impl `Error` for `SmtLeafError`

* fix std Error

* move Word/Digest conversions to LeafIndex

* `SmtProof::new()` returns an error

* `SparseMerkleTree::path_and_leaf_to_opening`

* `SmtLeaf`: serializable/deserializable

* `SmtProof`: serializable/deserializable

* add tests for SmtLeaf serialization

* move `SmtLeaf` to submodule

* use constructors internally

* fix docs

* Add `Vec`

* add `Vec` to tests

* no_std use statements

* fmt

* `Errors`: make heading

* use `SMT_DEPTH`

* SmtLeaf single case: check leaf index

* Multiple case: check consistency with leaf index

* use `pub(super)` instead of `pub(crate)`

* use `pub(super)`

* `SmtLeaf`: add `num_entries()` accessor

* Fix `SmtLeaf` serialization

* improve leaf serialization tests
km/mkdocs-impl
Philippe Laferrière 1 year ago
committed by Bobbin Threadbare
parent
commit
e55b3ed2ce
8 changed files with 678 additions and 216 deletions
  1. +10
    -0
      src/merkle/error.rs
  2. +86
    -0
      src/merkle/smt/full/error.rs
  3. +373
    -0
      src/merkle/smt/full/leaf.rs
  4. +30
    -194
      src/merkle/smt/full/mod.rs
  5. +104
    -0
      src/merkle/smt/full/proof.rs
  6. +62
    -3
      src/merkle/smt/full/tests.rs
  7. +8
    -18
      src/merkle/smt/mod.rs
  8. +5
    -1
      src/merkle/smt/simple/mod.rs

+ 10
- 0
src/merkle/error.rs

@ -4,6 +4,8 @@ use crate::{
};
use core::fmt;
use super::smt::SmtLeafError;
#[derive(Clone, Debug, PartialEq, Eq)]
pub enum MerkleError {
ConflictingRoots(Vec<RpoDigest>),
@ -20,6 +22,7 @@ pub enum MerkleError {
NodeNotInStore(RpoDigest, NodeIndex),
NumLeavesNotPowerOfTwo(usize),
RootNotInStore(RpoDigest),
SmtLeaf(SmtLeafError),
}
impl fmt::Display for MerkleError {
@ -50,9 +53,16 @@ impl fmt::Display for MerkleError {
write!(f, "the leaves count {leaves} is not a power of 2")
}
RootNotInStore(root) => write!(f, "the root {:?} is not in the store", root),
SmtLeaf(smt_leaf_error) => write!(f, "smt leaf error: {smt_leaf_error}"),
}
}
}
#[cfg(feature = "std")]
impl std::error::Error for MerkleError {}
impl From<SmtLeafError> for MerkleError {
fn from(value: SmtLeafError) -> Self {
Self::SmtLeaf(value)
}
}

+ 86
- 0
src/merkle/smt/full/error.rs

@ -0,0 +1,86 @@
use core::fmt;
use crate::{
hash::rpo::RpoDigest,
merkle::{LeafIndex, SMT_DEPTH},
utils::collections::Vec,
Word,
};
// SMT LEAF ERROR
// =================================================================================================
#[derive(Clone, Debug, PartialEq, Eq)]
pub enum SmtLeafError {
InconsistentKeys {
entries: Vec<(RpoDigest, Word)>,
key_1: RpoDigest,
key_2: RpoDigest,
},
InvalidNumEntriesForMultiple(usize),
SingleKeyInconsistentWithLeafIndex {
key: RpoDigest,
leaf_index: LeafIndex<SMT_DEPTH>,
},
MultipleKeysInconsistentWithLeafIndex {
leaf_index_from_keys: LeafIndex<SMT_DEPTH>,
leaf_index_supplied: LeafIndex<SMT_DEPTH>,
},
}
#[cfg(feature = "std")]
impl std::error::Error for SmtLeafError {}
impl fmt::Display for SmtLeafError {
fn fmt(&self, f: &mut fmt::Formatter<'_>) -> fmt::Result {
use SmtLeafError::*;
match self {
InvalidNumEntriesForMultiple(num_entries) => {
write!(f, "Multiple leaf requires 2 or more entries. Got: {num_entries}")
}
InconsistentKeys { entries, key_1, key_2 } => {
write!(f, "Multiple leaf requires all keys to map to the same leaf index. Offending keys: {key_1} and {key_2}. Entries: {entries:?}.")
}
SingleKeyInconsistentWithLeafIndex { key, leaf_index } => {
write!(
f,
"Single key in leaf inconsistent with leaf index. Key: {key}, leaf index: {}",
leaf_index.value()
)
}
MultipleKeysInconsistentWithLeafIndex {
leaf_index_from_keys,
leaf_index_supplied,
} => {
write!(
f,
"Keys in entries map to leaf index {}, but leaf index {} was supplied",
leaf_index_from_keys.value(),
leaf_index_supplied.value()
)
}
}
}
}
// SMT PROOF ERROR
// =================================================================================================
#[derive(Clone, Debug, PartialEq, Eq)]
pub enum SmtProofError {
InvalidPathLength(usize),
}
#[cfg(feature = "std")]
impl std::error::Error for SmtProofError {}
impl fmt::Display for SmtProofError {
fn fmt(&self, f: &mut fmt::Formatter<'_>) -> fmt::Result {
use SmtProofError::*;
match self {
InvalidPathLength(path_length) => {
write!(f, "Invalid Merkle path length. Expected {SMT_DEPTH}, got {path_length}")
}
}
}
}

+ 373
- 0
src/merkle/smt/full/leaf.rs

@ -0,0 +1,373 @@
use core::cmp::Ordering;
use crate::utils::{collections::Vec, string::ToString, vec};
use winter_math::StarkField;
use winter_utils::{ByteReader, ByteWriter, Deserializable, DeserializationError, Serializable};
use super::{Felt, LeafIndex, Rpo256, RpoDigest, SmtLeafError, Word, EMPTY_WORD, SMT_DEPTH};
#[derive(Clone, Debug, PartialEq, Eq)]
#[cfg_attr(feature = "serde", derive(serde::Deserialize, serde::Serialize))]
pub enum SmtLeaf {
Empty(LeafIndex<SMT_DEPTH>),
Single((RpoDigest, Word)),
Multiple(Vec<(RpoDigest, Word)>),
}
impl SmtLeaf {
// CONSTRUCTORS
// ---------------------------------------------------------------------------------------------
/// Returns a new leaf with the specified entries
///
/// # Errors
/// - Returns an error if 2 keys in `entries` map to a different leaf index
/// - Returns an error if 1 or more keys in `entries` map to a leaf index
/// different from `leaf_index`
pub fn new(
entries: Vec<(RpoDigest, Word)>,
leaf_index: LeafIndex<SMT_DEPTH>,
) -> Result<Self, SmtLeafError> {
match entries.len() {
0 => Ok(Self::new_empty(leaf_index)),
1 => {
let (key, value) = entries[0];
if LeafIndex::<SMT_DEPTH>::from(key) != leaf_index {
return Err(SmtLeafError::SingleKeyInconsistentWithLeafIndex {
key,
leaf_index,
});
}
Ok(Self::new_single(key, value))
}
_ => {
let leaf = Self::new_multiple(entries)?;
// `new_multiple()` checked that all keys map to the same leaf index. We still need
// to ensure that that leaf index is `leaf_index`.
if leaf.index() != leaf_index {
Err(SmtLeafError::MultipleKeysInconsistentWithLeafIndex {
leaf_index_from_keys: leaf.index(),
leaf_index_supplied: leaf_index,
})
} else {
Ok(leaf)
}
}
}
}
/// Returns a new empty leaf with the specified leaf index
pub fn new_empty(leaf_index: LeafIndex<SMT_DEPTH>) -> Self {
Self::Empty(leaf_index)
}
/// Returns a new single leaf with the specified entry. The leaf index is derived from the
/// entry's key.
pub fn new_single(key: RpoDigest, value: Word) -> Self {
Self::Single((key, value))
}
/// Returns a new single leaf with the specified entry. The leaf index is derived from the
/// entries' keys.
///
/// # Errors
/// - Returns an error if 2 keys in `entries` map to a different leaf index
pub fn new_multiple(entries: Vec<(RpoDigest, Word)>) -> Result<Self, SmtLeafError> {
if entries.len() < 2 {
return Err(SmtLeafError::InvalidNumEntriesForMultiple(entries.len()));
}
// Check that all keys map to the same leaf index
{
let mut keys = entries.iter().map(|(key, _)| key);
let first_key = *keys.next().expect("ensured at least 2 entries");
let first_leaf_index: LeafIndex<SMT_DEPTH> = first_key.into();
for &next_key in keys {
let next_leaf_index: LeafIndex<SMT_DEPTH> = next_key.into();
if next_leaf_index != first_leaf_index {
return Err(SmtLeafError::InconsistentKeys {
entries,
key_1: first_key,
key_2: next_key,
});
}
}
}
Ok(Self::Multiple(entries))
}
// PUBLIC ACCESSORS
// ---------------------------------------------------------------------------------------------
/// Returns true if the leaf is empty
pub fn is_empty(&self) -> bool {
matches!(self, Self::Empty(_))
}
/// Returns the leaf's index in the [`super::Smt`]
pub fn index(&self) -> LeafIndex<SMT_DEPTH> {
match self {
SmtLeaf::Empty(leaf_index) => *leaf_index,
SmtLeaf::Single((key, _)) => key.into(),
SmtLeaf::Multiple(entries) => {
// Note: All keys are guaranteed to have the same leaf index
let (first_key, _) = entries[0];
first_key.into()
}
}
}
/// Returns the number of entries stored in the leaf
pub fn num_entries(&self) -> u64 {
match self {
SmtLeaf::Empty(_) => 0,
SmtLeaf::Single(_) => 1,
SmtLeaf::Multiple(entries) => {
entries.len().try_into().expect("shouldn't have more than 2^64 entries")
}
}
}
/// Computes the hash of the leaf
pub fn hash(&self) -> RpoDigest {
match self {
SmtLeaf::Empty(_) => EMPTY_WORD.into(),
SmtLeaf::Single((key, value)) => Rpo256::merge(&[*key, value.into()]),
SmtLeaf::Multiple(kvs) => {
let elements: Vec<Felt> = kvs.iter().copied().flat_map(kv_to_elements).collect();
Rpo256::hash_elements(&elements)
}
}
}
// ITERATORS
// ---------------------------------------------------------------------------------------------
/// Returns the key-value pairs in the leaf
pub fn entries(&self) -> Vec<&(RpoDigest, Word)> {
match self {
SmtLeaf::Empty(_) => Vec::new(),
SmtLeaf::Single(kv_pair) => vec![kv_pair],
SmtLeaf::Multiple(kv_pairs) => kv_pairs.iter().collect(),
}
}
// CONVERSIONS
// ---------------------------------------------------------------------------------------------
/// Converts a leaf to a list of field elements
pub fn to_elements(&self) -> Vec<Felt> {
self.clone().into_elements()
}
/// Converts a leaf to a list of field elements
pub fn into_elements(self) -> Vec<Felt> {
self.into_entries().into_iter().flat_map(kv_to_elements).collect()
}
/// Converts a leaf the key-value pairs in the leaf
pub fn into_entries(self) -> Vec<(RpoDigest, Word)> {
match self {
SmtLeaf::Empty(_) => Vec::new(),
SmtLeaf::Single(kv_pair) => vec![kv_pair],
SmtLeaf::Multiple(kv_pairs) => kv_pairs,
}
}
// HELPERS
// ---------------------------------------------------------------------------------------------
/// Returns the value associated with `key` in the leaf, or `None` if `key` maps to another leaf.
pub(super) fn get_value(&self, key: &RpoDigest) -> Option<Word> {
// Ensure that `key` maps to this leaf
if self.index() != key.into() {
return None;
}
match self {
SmtLeaf::Empty(_) => Some(EMPTY_WORD),
SmtLeaf::Single((key_in_leaf, value_in_leaf)) => {
if key == key_in_leaf {
Some(*value_in_leaf)
} else {
Some(EMPTY_WORD)
}
}
SmtLeaf::Multiple(kv_pairs) => {
for (key_in_leaf, value_in_leaf) in kv_pairs {
if key == key_in_leaf {
return Some(*value_in_leaf);
}
}
Some(EMPTY_WORD)
}
}
}
/// Inserts key-value pair into the leaf; returns the previous value associated with `key`, if
/// any.
///
/// The caller needs to ensure that `key` has the same leaf index as all other keys in the leaf
pub(super) fn insert(&mut self, key: RpoDigest, value: Word) -> Option<Word> {
match self {
SmtLeaf::Empty(_) => {
*self = SmtLeaf::new_single(key, value);
None
}
SmtLeaf::Single(kv_pair) => {
if kv_pair.0 == key {
// the key is already in this leaf. Update the value and return the previous
// value
let old_value = kv_pair.1;
kv_pair.1 = value;
Some(old_value)
} else {
// Another entry is present in this leaf. Transform the entry into a list
// entry, and make sure the key-value pairs are sorted by key
let mut pairs = vec![*kv_pair, (key, value)];
pairs.sort_by(|(key_1, _), (key_2, _)| cmp_keys(*key_1, *key_2));
*self = SmtLeaf::Multiple(pairs);
None
}
}
SmtLeaf::Multiple(kv_pairs) => {
match kv_pairs.binary_search_by(|kv_pair| cmp_keys(kv_pair.0, key)) {
Ok(pos) => {
let old_value = kv_pairs[pos].1;
kv_pairs[pos].1 = value;
Some(old_value)
}
Err(pos) => {
kv_pairs.insert(pos, (key, value));
None
}
}
}
}
}
/// Removes key-value pair from the leaf stored at key; returns the previous value associated
/// with `key`, if any. Also returns an `is_empty` flag, indicating whether the leaf became
/// empty, and must be removed from the data structure it is contained in.
pub(super) fn remove(&mut self, key: RpoDigest) -> (Option<Word>, bool) {
match self {
SmtLeaf::Empty(_) => (None, false),
SmtLeaf::Single((key_at_leaf, value_at_leaf)) => {
if *key_at_leaf == key {
// our key was indeed stored in the leaf, so we return the value that was stored
// in it, and indicate that the leaf should be removed
let old_value = *value_at_leaf;
// Note: this is not strictly needed, since the caller is expected to drop this
// `SmtLeaf` object.
*self = SmtLeaf::new_empty(key.into());
(Some(old_value), true)
} else {
// another key is stored at leaf; nothing to update
(None, false)
}
}
SmtLeaf::Multiple(kv_pairs) => {
match kv_pairs.binary_search_by(|kv_pair| cmp_keys(kv_pair.0, key)) {
Ok(pos) => {
let old_value = kv_pairs[pos].1;
kv_pairs.remove(pos);
debug_assert!(!kv_pairs.is_empty());
if kv_pairs.len() == 1 {
// convert the leaf into `Single`
*self = SmtLeaf::Single(kv_pairs[0]);
}
(Some(old_value), false)
}
Err(_) => {
// other keys are stored at leaf; nothing to update
(None, false)
}
}
}
}
}
}
impl Serializable for SmtLeaf {
fn write_into<W: ByteWriter>(&self, target: &mut W) {
// Write: num entries
self.num_entries().write_into(target);
// Write: leaf index
let leaf_index: u64 = self.index().value();
leaf_index.write_into(target);
// Write: entries
for (key, value) in self.entries() {
key.write_into(target);
value.write_into(target);
}
}
}
impl Deserializable for SmtLeaf {
fn read_from<R: ByteReader>(source: &mut R) -> Result<Self, DeserializationError> {
// Read: num entries
let num_entries = source.read_u64()?;
// Read: leaf index
let leaf_index: LeafIndex<SMT_DEPTH> = {
let value = source.read_u64()?;
LeafIndex::new_max_depth(value)
};
// Read: entries
let mut entries: Vec<(RpoDigest, Word)> = Vec::new();
for _ in 0..num_entries {
let key: RpoDigest = source.read()?;
let value: Word = source.read()?;
entries.push((key, value));
}
Self::new(entries, leaf_index)
.map_err(|err| DeserializationError::InvalidValue(err.to_string()))
}
}
// HELPER FUNCTIONS
// ================================================================================================
/// Converts a key-value tuple to an iterator of `Felt`s
fn kv_to_elements((key, value): (RpoDigest, Word)) -> impl Iterator<Item = Felt> {
let key_elements = key.into_iter();
let value_elements = value.into_iter();
key_elements.chain(value_elements)
}
/// Compares two keys, compared element-by-element using their integer representations starting with
/// the most significant element.
fn cmp_keys(key_1: RpoDigest, key_2: RpoDigest) -> Ordering {
for (v1, v2) in key_1.iter().zip(key_2.iter()).rev() {
let v1 = v1.as_int();
let v2 = v2.as_int();
if v1 != v2 {
return v1.cmp(&v2);
}
}
Ordering::Equal
}

+ 30
- 194
src/merkle/smt/full/mod.rs

@ -1,19 +1,23 @@
use core::cmp::Ordering;
use winter_math::StarkField;
use crate::hash::rpo::Rpo256;
use crate::merkle::{EmptySubtreeRoots, InnerNodeInfo};
use crate::utils::{
collections::{BTreeMap, BTreeSet, Vec},
vec,
};
use crate::utils::collections::{BTreeMap, BTreeSet};
use crate::{Felt, EMPTY_WORD};
use super::{
InnerNode, LeafIndex, MerkleError, MerklePath, NodeIndex, RpoDigest, SparseMerkleTree, Word,
};
mod error;
pub use error::{SmtLeafError, SmtProofError};
mod leaf;
pub use leaf::SmtLeaf;
mod proof;
pub use proof::SmtProof;
#[cfg(test)]
mod tests;
@ -119,14 +123,14 @@ impl Smt {
let leaf_pos = LeafIndex::<SMT_DEPTH>::from(*key).value();
match self.leaves.get(&leaf_pos) {
Some(leaf) => leaf.get_value(key),
Some(leaf) => leaf.get_value(key).unwrap_or_default(),
None => EMPTY_WORD,
}
}
/// Returns an opening of the leaf associated with `key`. Conceptually, an opening is a Merkle
/// path to the leaf, as well as the leaf itself.
pub fn open(&self, key: &RpoDigest) -> (MerklePath, SmtLeaf) {
pub fn open(&self, key: &RpoDigest) -> SmtProof {
<Self as SparseMerkleTree<SMT_DEPTH>>::open(self, key)
}
@ -208,7 +212,7 @@ impl SparseMerkleTree for Smt {
type Key = RpoDigest;
type Value = Word;
type Leaf = SmtLeaf;
type Opening = (MerklePath, SmtLeaf);
type Opening = SmtProof;
const EMPTY_VALUE: Self::Value = EMPTY_WORD;
@ -250,7 +254,7 @@ impl SparseMerkleTree for Smt {
match self.leaves.get(&leaf_pos) {
Some(leaf) => leaf.clone(),
None => SmtLeaf::Empty,
None => SmtLeaf::new_empty(key.into()),
}
}
@ -262,6 +266,10 @@ impl SparseMerkleTree for Smt {
let most_significant_felt = key[3];
LeafIndex::new_max_depth(most_significant_felt.as_int())
}
fn path_and_leaf_to_opening(path: MerklePath, leaf: SmtLeaf) -> SmtProof {
SmtProof::new_unchecked(path, leaf)
}
}
impl Default for Smt {
@ -270,196 +278,24 @@ impl Default for Smt {
}
}
// LEAF
// CONVERSIONS
// ================================================================================================
#[derive(Clone, Debug, PartialEq, Eq)]
#[cfg_attr(feature = "serde", derive(serde::Deserialize, serde::Serialize))]
pub enum SmtLeaf {
Empty,
Single((RpoDigest, Word)),
Multiple(Vec<(RpoDigest, Word)>),
}
impl SmtLeaf {
/// Converts a leaf to a list of field elements
pub fn to_elements(&self) -> Vec<Felt> {
self.clone().into_elements()
}
/// Converts a leaf to a list of field elements
pub fn into_elements(self) -> Vec<Felt> {
self.into_entries().into_iter().flat_map(kv_to_elements).collect()
}
/// Returns the key-value pairs in the leaf
pub fn entries(&self) -> Vec<&(RpoDigest, Word)> {
match self {
SmtLeaf::Empty => Vec::new(),
SmtLeaf::Single(kv_pair) => vec![kv_pair],
SmtLeaf::Multiple(kv_pairs) => kv_pairs.iter().collect(),
}
}
/// Converts a leaf the key-value pairs in the leaf
pub fn into_entries(self) -> Vec<(RpoDigest, Word)> {
match self {
SmtLeaf::Empty => Vec::new(),
SmtLeaf::Single(kv_pair) => vec![kv_pair],
SmtLeaf::Multiple(kv_pairs) => kv_pairs,
}
}
/// Computes the hash of the leaf
pub fn hash(&self) -> RpoDigest {
match self {
SmtLeaf::Empty => EMPTY_WORD.into(),
SmtLeaf::Single((key, value)) => Rpo256::merge(&[*key, value.into()]),
SmtLeaf::Multiple(kvs) => {
let elements: Vec<Felt> = kvs.iter().copied().flat_map(kv_to_elements).collect();
Rpo256::hash_elements(&elements)
}
}
}
// HELPERS
// ---------------------------------------------------------------------------------------------
/// Returns the value associated with `key` in the leaf
fn get_value(&self, key: &RpoDigest) -> Word {
match self {
SmtLeaf::Empty => EMPTY_WORD,
SmtLeaf::Single((key_in_leaf, value_in_leaf)) => {
if key == key_in_leaf {
*value_in_leaf
} else {
EMPTY_WORD
}
}
SmtLeaf::Multiple(kv_pairs) => {
for (key_in_leaf, value_in_leaf) in kv_pairs {
if key == key_in_leaf {
return *value_in_leaf;
}
}
EMPTY_WORD
}
}
}
/// Inserts key-value pair into the leaf; returns the previous value associated with `key`, if
/// any.
fn insert(&mut self, key: RpoDigest, value: Word) -> Option<Word> {
match self {
SmtLeaf::Empty => {
*self = SmtLeaf::Single((key, value));
None
}
SmtLeaf::Single(kv_pair) => {
if kv_pair.0 == key {
// the key is already in this leaf. Update the value and return the previous
// value
let old_value = kv_pair.1;
kv_pair.1 = value;
Some(old_value)
} else {
// Another entry is present in this leaf. Transform the entry into a list
// entry, and make sure the key-value pairs are sorted by key
let mut pairs = vec![*kv_pair, (key, value)];
pairs.sort_by(|(key_1, _), (key_2, _)| cmp_keys(*key_1, *key_2));
*self = SmtLeaf::Multiple(pairs);
None
}
}
SmtLeaf::Multiple(kv_pairs) => {
match kv_pairs.binary_search_by(|kv_pair| cmp_keys(kv_pair.0, key)) {
Ok(pos) => {
let old_value = kv_pairs[pos].1;
kv_pairs[pos].1 = value;
Some(old_value)
}
Err(pos) => {
kv_pairs.insert(pos, (key, value));
None
}
}
}
}
}
/// Removes key-value pair from the leaf stored at key; returns the previous value associated
/// with `key`, if any. Also returns an `is_empty` flag, indicating whether the leaf became
/// empty, and must be removed from the data structure it is contained in.
fn remove(&mut self, key: RpoDigest) -> (Option<Word>, bool) {
match self {
SmtLeaf::Empty => (None, false),
SmtLeaf::Single((key_at_leaf, value_at_leaf)) => {
if *key_at_leaf == key {
// our key was indeed stored in the leaf, so we return the value that was stored
// in it, and indicate that the leaf should be removed
let old_value = *value_at_leaf;
// Note: this is not strictly needed, since the caller is expected to drop this
// `SmtLeaf` object.
*self = SmtLeaf::Empty;
(Some(old_value), true)
} else {
// another key is stored at leaf; nothing to update
(None, false)
}
}
SmtLeaf::Multiple(kv_pairs) => {
match kv_pairs.binary_search_by(|kv_pair| cmp_keys(kv_pair.0, key)) {
Ok(pos) => {
let old_value = kv_pairs[pos].1;
kv_pairs.remove(pos);
debug_assert!(!kv_pairs.is_empty());
if kv_pairs.len() == 1 {
// convert the leaf into `Single`
*self = SmtLeaf::Single(kv_pairs[0]);
}
(Some(old_value), false)
}
Err(_) => {
// other keys are stored at leaf; nothing to update
(None, false)
}
}
}
}
impl From<Word> for LeafIndex<SMT_DEPTH> {
fn from(value: Word) -> Self {
// We use the most significant `Felt` of a `Word` as the leaf index.
Self::new_max_depth(value[3].as_int())
}
}
// HELPER FUNCTIONS
// ================================================================================================
/// Converts a key-value tuple to an iterator of `Felt`s
fn kv_to_elements((key, value): (RpoDigest, Word)) -> impl Iterator<Item = Felt> {
let key_elements = key.into_iter();
let value_elements = value.into_iter();
key_elements.chain(value_elements)
impl From<RpoDigest> for LeafIndex<SMT_DEPTH> {
fn from(value: RpoDigest) -> Self {
Word::from(value).into()
}
}
/// Compares two keys, compared element-by-element using their integer representations starting with
/// the most significant element.
fn cmp_keys(key_1: RpoDigest, key_2: RpoDigest) -> Ordering {
for (v1, v2) in key_1.iter().zip(key_2.iter()).rev() {
let v1 = v1.as_int();
let v2 = v2.as_int();
if v1 != v2 {
return v1.cmp(&v2);
}
impl From<&RpoDigest> for LeafIndex<SMT_DEPTH> {
fn from(value: &RpoDigest) -> Self {
Word::from(value).into()
}
Ordering::Equal
}

+ 104
- 0
src/merkle/smt/full/proof.rs

@ -0,0 +1,104 @@
use crate::utils::string::ToString;
use winter_utils::{ByteReader, ByteWriter, Deserializable, DeserializationError, Serializable};
use super::{MerklePath, RpoDigest, SmtLeaf, SmtProofError, Word, SMT_DEPTH};
/// A proof which can be used to assert membership (or non-membership) of key-value pairs in a
/// [`super::Smt`].
///
/// The proof consists of a Merkle path and leaf which describes the node located at the base of the
/// path.
#[derive(PartialEq, Eq, Debug)]
pub struct SmtProof {
path: MerklePath,
leaf: SmtLeaf,
}
impl SmtProof {
// CONSTRUCTOR
// --------------------------------------------------------------------------------------------
/// Returns a new instance of [`SmtProof`] instantiated from the specified path and leaf.
///
/// # Errors
/// Returns an error if the path length is not [`SMT_DEPTH`].
pub fn new(path: MerklePath, leaf: SmtLeaf) -> Result<Self, SmtProofError> {
if path.len() != SMT_DEPTH.into() {
return Err(SmtProofError::InvalidPathLength(path.len()));
}
Ok(Self { path, leaf })
}
/// Returns a new instance of [`SmtProof`] instantiated from the specified path and leaf.
///
/// The length of the path is not checked. Reserved for internal use.
pub(super) fn new_unchecked(path: MerklePath, leaf: SmtLeaf) -> Self {
Self { path, leaf }
}
// PROOF VERIFIER
// --------------------------------------------------------------------------------------------
/// Returns true if a [`super::Smt`] with the specified root contains the provided
/// key-value pair.
///
/// Note: this method cannot be used to assert non-membership. That is, if false is returned,
/// it does not mean that the provided key-value pair is not in the tree.
pub fn verify_membership(&self, key: &RpoDigest, value: &Word, root: &RpoDigest) -> bool {
let maybe_value_in_leaf = self.leaf.get_value(key);
match maybe_value_in_leaf {
Some(value_in_leaf) => {
// The value must match for the proof to be valid
if value_in_leaf != *value {
return false;
}
// make sure the Merkle path resolves to the correct root
self.compute_root() == *root
}
// If the key maps to a different leaf, the proof cannot verify membership of `value`
None => false,
}
}
// PUBLIC ACCESSORS
// --------------------------------------------------------------------------------------------
/// Returns the value associated with the specific key according to this proof, or None if
/// this proof does not contain a value for the specified key.
///
/// A key-value pair generated by using this method should pass the `verify_membership()` check.
pub fn get(&self, key: &RpoDigest) -> Option<Word> {
self.leaf.get_value(key)
}
/// Computes the root of a [`super::Smt`] to which this proof resolves.
pub fn compute_root(&self) -> RpoDigest {
self.path
.compute_root(self.leaf.index().value(), self.leaf.hash())
.expect("failed to compute Merkle path root")
}
/// Consume the proof and returns its parts.
pub fn into_parts(self) -> (MerklePath, SmtLeaf) {
(self.path, self.leaf)
}
}
impl Serializable for SmtProof {
fn write_into<W: ByteWriter>(&self, target: &mut W) {
self.path.write_into(target);
self.leaf.write_into(target);
}
}
impl Deserializable for SmtProof {
fn read_from<R: ByteReader>(source: &mut R) -> Result<Self, DeserializationError> {
let path = MerklePath::read_from(source)?;
let leaf = SmtLeaf::read_from(source)?;
Self::new(path, leaf).map_err(|err| DeserializationError::InvalidValue(err.to_string()))
}
}

+ 62
- 3
src/merkle/smt/full/tests.rs

@ -1,9 +1,15 @@
use winter_utils::{Deserializable, Serializable};
use super::*;
use crate::{
merkle::{EmptySubtreeRoots, MerkleStore},
utils::collections::Vec,
ONE, WORD_SIZE,
};
// SMT
// --------------------------------------------------------------------------------------------
/// This test checks that inserting twice at the same key functions as expected. The test covers
/// only the case where the key is alone in its leaf
#[test]
@ -129,7 +135,7 @@ fn test_smt_insert_and_remove_multiple_values() {
assert_eq!(smt.root(), tree_root);
let expected_path = store.get_path(tree_root, key_index).unwrap();
assert_eq!(smt.open(&key).0, expected_path.path);
assert_eq!(smt.open(&key).into_parts().0, expected_path.path);
}
}
let mut smt = Smt::default();
@ -248,7 +254,7 @@ fn test_smt_removal() {
let old_value_1 = smt.insert(key_1, EMPTY_WORD);
assert_eq!(old_value_1, value_1);
assert_eq!(smt.get_leaf(&key_1), SmtLeaf::Empty);
assert_eq!(smt.get_leaf(&key_1), SmtLeaf::new_empty(key_1.into()));
}
}
@ -323,12 +329,65 @@ fn test_smt_entries() {
assert_eq!(&(key_2, value_2), entries.next().unwrap());
assert!(entries.next().is_none());
}
// SMT LEAF
// --------------------------------------------------------------------------------------------
#[test]
fn test_empty_smt_leaf_serialization() {
let empty_leaf = SmtLeaf::new_empty(LeafIndex::new_max_depth(42));
let mut serialized = empty_leaf.to_bytes();
// extend buffer with random bytes
serialized.extend([1, 2, 3, 4, 5]);
let deserialized = SmtLeaf::read_from_bytes(&serialized).unwrap();
assert_eq!(empty_leaf, deserialized);
}
#[test]
fn test_single_smt_leaf_serialization() {
let single_leaf = SmtLeaf::new_single(
RpoDigest::from([10_u64.into(), 11_u64.into(), 12_u64.into(), 13_u64.into()]),
[1_u64.into(), 2_u64.into(), 3_u64.into(), 4_u64.into()],
);
let mut serialized = single_leaf.to_bytes();
// extend buffer with random bytes
serialized.extend([1, 2, 3, 4, 5]);
let deserialized = SmtLeaf::read_from_bytes(&serialized).unwrap();
assert_eq!(single_leaf, deserialized);
}
#[test]
fn test_multiple_smt_leaf_serialization_success() {
let multiple_leaf = SmtLeaf::new_multiple(vec![
(
RpoDigest::from([10_u64.into(), 11_u64.into(), 12_u64.into(), 13_u64.into()]),
[1_u64.into(), 2_u64.into(), 3_u64.into(), 4_u64.into()],
),
(
RpoDigest::from([100_u64.into(), 101_u64.into(), 102_u64.into(), 13_u64.into()]),
[11_u64.into(), 12_u64.into(), 13_u64.into(), 14_u64.into()],
),
])
.unwrap();
let mut serialized = multiple_leaf.to_bytes();
// extend buffer with random bytes
serialized.extend([1, 2, 3, 4, 5]);
let deserialized = SmtLeaf::read_from_bytes(&serialized).unwrap();
assert_eq!(multiple_leaf, deserialized);
}
// HELPERS
// --------------------------------------------------------------------------------------------
fn build_empty_or_single_leaf_node(key: RpoDigest, value: Word) -> RpoDigest {
if value == EMPTY_WORD {
SmtLeaf::Empty.hash()
SmtLeaf::new_empty(key.into()).hash()
} else {
SmtLeaf::Single((key, value)).hash()
}

+ 8
- 18
src/merkle/smt/mod.rs

@ -1,5 +1,3 @@
use winter_math::StarkField;
use crate::{
hash::rpo::{Rpo256, RpoDigest},
Word,
@ -8,7 +6,7 @@ use crate::{
use super::{EmptySubtreeRoots, MerkleError, MerklePath, NodeIndex, Vec};
mod full;
pub use full::{Smt, SmtLeaf, SMT_DEPTH};
pub use full::{Smt, SmtLeaf, SmtLeafError, SMT_DEPTH};
mod simple;
pub use simple::SimpleSmt;
@ -52,7 +50,7 @@ pub(crate) trait SparseMerkleTree {
/// The type for a leaf
type Leaf;
/// The type for an opening (i.e. a "proof") of a leaf
type Opening: From<(MerklePath, Self::Leaf)>;
type Opening;
/// The default value used to compute the hash of empty leaves
const EMPTY_VALUE: Self::Value;
@ -83,7 +81,7 @@ pub(crate) trait SparseMerkleTree {
MerklePath::new(path)
};
(merkle_path, leaf).into()
Self::path_and_leaf_to_opening(merkle_path, leaf)
}
/// Inserts a value at the specified key, returning the previous value associated with that key.
@ -170,6 +168,11 @@ pub(crate) trait SparseMerkleTree {
/// Maps a key to a leaf index
fn key_to_leaf_index(key: &Self::Key) -> LeafIndex<DEPTH>;
/// Maps a (MerklePath, Self::Leaf) to an opening.
///
/// The length `path` is guaranteed to be equal to `DEPTH`
fn path_and_leaf_to_opening(path: MerklePath, leaf: Self::Leaf) -> Self::Opening;
}
// INNER NODE
@ -240,16 +243,3 @@ impl TryFrom for LeafIndex {
Self::new(node_index.value())
}
}
impl From<Word> for LeafIndex<SMT_MAX_DEPTH> {
fn from(value: Word) -> Self {
// We use the most significant `Felt` of a `Word` as the leaf index.
Self::new_max_depth(value[3].as_int())
}
}
impl From<RpoDigest> for LeafIndex<SMT_MAX_DEPTH> {
fn from(value: RpoDigest) -> Self {
Word::from(value).into()
}
}

+ 5
- 1
src/merkle/smt/simple/mod.rs

@ -1,5 +1,5 @@
use crate::{
merkle::{EmptySubtreeRoots, InnerNodeInfo, ValuePath},
merkle::{EmptySubtreeRoots, InnerNodeInfo, MerklePath, ValuePath},
EMPTY_WORD,
};
@ -302,4 +302,8 @@ impl SparseMerkleTree for SimpleSmt {
fn key_to_leaf_index(key: &LeafIndex<DEPTH>) -> LeafIndex<DEPTH> {
*key
}
fn path_and_leaf_to_opening(path: MerklePath, leaf: Word) -> ValuePath {
(path, leaf).into()
}
}

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